Terms and Conditions

Important Disclosures

Blue Rock Financial Group (herein collectively “Blue Rock Financial Group” or the “Advisor” “we”, “our”, or “us”) is a registered investment advisor with the U.S Securities Exchange Commission (“SEC”) located in the State of Delaware. Blue Rock Financial Group provides investment advisory and related services for clients nationally. Blue Rock Financial Group will maintain all applicable notice filings and registrations as required by the various states in which Blue Rock Financial Group conducts business. Blue Rock Financial Group renders individualized responses to persons in a particular state only after complying with all regulatory requirements, or pursuant to an applicable state exemption or exclusion. This information has not been approved or verified by the SEC or by any state securities authority. Registration of an investment advisor does not imply any specific level of skill or training.
Certain Supervised Persons of Blue Rock Financial Group may also be Registered Representatives of Purshe Kaplan Sterling Investments, Inc. (“PKS”), an unaffiliated broker-dealer and member of FINRA/SIPC.

Terms of Use

Please read these terms and conditions of use (“Terms”) carefully before using the website located at http://bluerockfg.com (“Website”) or any of the information or services provided by Blue Rock Financial Group Advisors (in connection with the Website). By using the Website, you acknowledge that you have read and understood these Terms and accept to be legally bound by them. If you do not accept and agree to these Terms, you are not an authorized user of the Website or any of the information or services provided by Blue Rock Financial Group in connection with the Website and should promptly terminate all use thereof. The terms “you” and “your” mean you and any entity you may represent in connection with the use of the Website. You may use your browser to download or print a copy of these Terms for your records.

Blue Rock Financial Group reserves the right to change, modify, add or remove portions of these Terms at any time for any reason. We suggest that you review these Terms periodically for changes. Such changes shall be effective immediately upon posting. You acknowledge that by accessing our Website after we have posted changes to these Terms, you are agreeing to these Terms as modified.

These Terms were last updated on December 24, 2019.

Risk Disclosures

Different types of investments involve varying degrees of risk. Therefore, it should not be assumed that future performance of any specific investment or investment strategy will be profitable.

Asset allocation may be used in an effort to manage risk and enhance returns. It does not, however, guarantee a profit or protect against loss. Performance of the asset allocation strategies depends on the underlying investments.

This website is intended to provide general information about Blue Rock Financial Group and its services. It is not intended to offer or deliver investment advice in any way. Information regarding investment services are provided solely to gain an understanding of our investment philosophy, our strategies and to be able to contact us for further information.

Market data, articles and other content on this website are based on generally available information and are believed to be reliable. Blue Rock Financial Group does not guarantee the accuracy of the information contained in this website. The information is of a general nature and should not be construed as investment advice.

Please remember that it remains your responsibility to advise Blue Rock Financial Group, in writing, if there are any changes in your personal/financial situation or investment objectives for the purpose of reviewing/evaluating/revising our previous recommendations and/or services, if you would like to impose, add, or to modify any reasonable restrictions to our investment advisory services.

Blue Rock Financial Group will provide all prospective clients with a copy of our current Form ADV, Part 2A (“Disclosure Brochure”) and the Brochure Supplement for each advisory person supporting a particular client. You may obtain a copy of these disclosures on the SEC website at http://adviserinfo.sec.gov or you may Talk to an advisor to request a free copy via .pdf or hardcopy.

Privacy Policy

Blue Rock Financial Group maintains a Privacy Policy that is provide to each prospective client at or before entering into an advisory relationship with the Advisor. The Privacy Policy may be amended from time to time. Blue Rock Financial Group delivers its current Privacy Policy to each client at least annually.

As Supervised Persons of Blue Rock may also be Registered Representatives of PKS, Clients are advised that PKS will have access to Client information, including account data and other personnally-identifiable information (“PII”) for purposes of supervision. Further, Blue Rock Financial Group is co-located with two other registered investment advisors [Avenue 1 Advisors, LLC dba Blue Rock Avenue 1 and RiversEdge Advisors, LLC dba Blue Rock RiversEdge]. Blue Rock Financial Group may share resources and have Clients in common.

To obtain a copy of the Blue Rock Financial Group Privacy Policy, please Talk to an advisor.

Email Disclosures

Blue Rock Financial Group often communicates with its clients and prospective clients through electronic mail (“email”) and other electronic means. Your privacy and security are very important to us. Blue Rock Financial Group makes every effort to ensure that email communications do not contain sensitive information. We remind our clients and others not to send Blue Rock Financial Group private information over email. If you have sensitive data to deliver, we can provide secure means for such delivery.

Please note: Blue Rock Financial Group does not accept trading or money movement instructions via email.

As a registered investment advisor, Blue Rock Financial Group emails may be subject to inspection by the Chief Compliance Officer (“CCO”) of Blue Rock Financial Group, PKS and/or the various securities regulators. If you have received an email from Blue Rock Financial Group in error, we ask that you contact the sender and destroy the email and its contents.

If you have any questions regarding our email policies, please Talk to an advisor.

Social Websites

Blue Rock Financial Group may utilize third-party websites, including social media websites, blogs and other interactive content. Blue Rock Financial Group considers all interactions with clients, prospective clients and the general public on these sites to be advertisements under the securities regulations. As such, Blue Rock Financial Group generally retains copies of information that Blue Rock Financial Group or third-parties may contribute to such sites. This information is subject to review and inspection by the CCO of Blue Rock Financial Group or the securities regulators.

Information provided on these sites is for informational and/or educational purposes only and is not, in any way, to be considered investment advice nor a recommendation of any investment product. Advice may only be provided by Blue Rock Financial Group’s advisory persons after entering into an advisory agreement and provided Blue Rock Financial Group with all requested background and account information.

If you have any questions regarding our policies, please Talk to an advisor.